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小白添祥
小白添祥
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2021-12-15
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Fresh Vine, a wine maker with a Minnesota address, has a rough debut on Wall Street<blockquote>总部位于明尼苏达州的酿酒商Fresh Vine在华尔街的首次亮相并不顺利</blockquote>
Fresh Vine Wine Inc., a maker of low-carb wines whose founders include a Minnesota businessman and t
Fresh Vine, a wine maker with a Minnesota address, has a rough debut on Wall Street<blockquote>总部位于明尼苏达州的酿酒商Fresh Vine在华尔街的首次亮相并不顺利</blockquote>
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小白添祥
小白添祥
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2021-12-15
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Sidus Space IPO Rockets 144% Higher While Fresh Vine Wine Slumps<blockquote>Sidus Space IPO飙升144%,而Fresh Vine Wine却暴跌</blockquote>
Sidus Space,a satellite company, rocketed nearly 144% in its first day as a public company Tuesday,
Sidus Space IPO Rockets 144% Higher While Fresh Vine Wine Slumps<blockquote>Sidus Space IPO飙升144%,而Fresh Vine Wine却暴跌</blockquote>
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小白添祥
小白添祥
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2021-12-15
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Over 25% Of Nio Option Flows Are Expiring Friday: Will It Bounce?<blockquote>超过25%的蔚来期权流量将于周五到期:会反弹吗?</blockquote>
What Happened:Shares of NIO Inc lost 4% Tuesday as many U.S. and Asian stocks fell due to omicron CO
Over 25% Of Nio Option Flows Are Expiring Friday: Will It Bounce?<blockquote>超过25%的蔚来期权流量将于周五到期:会反弹吗?</blockquote>
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2021-12-15
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小白添祥
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2021-12-15
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小白添祥
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2021-12-14
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2021-12-14
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JPMorgan in Talks to Pay $200 Million Fine Over Employee Text Messages<blockquote>摩根大通正在谈判因员工短信支付2亿美元罚款</blockquote>
Settlement would be first to emerge from regulatory sweep of how banks track workers’ communications
JPMorgan in Talks to Pay $200 Million Fine Over Employee Text Messages<blockquote>摩根大通正在谈判因员工短信支付2亿美元罚款</blockquote>
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2021-12-13
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& comment please ","listText":"like & comment please ","text":"like & comment please","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":5,"commentSize":2,"repostSize":0,"link":"https://laohu8.com/post/607849073","repostId":"1177642890","repostType":4,"repost":{"id":"1177642890","kind":"news","pubTimestamp":1639527329,"share":"https://www.laohu8.com/m/news/1177642890?lang=zh_CN&edition=full","pubTime":"2021-12-15 08:15","market":"us","language":"en","title":"Fresh Vine, a wine maker with a Minnesota address, has a rough debut on Wall Street<blockquote>总部位于明尼苏达州的酿酒商Fresh Vine在华尔街的首次亮相并不顺利</blockquote>","url":"https://stock-news.laohu8.com/highlight/detail?id=1177642890","media":"Star Tribune","summary":"Fresh Vine Wine Inc., a maker of low-carb wines whose founders include a Minnesota businessman and t","content":"<p>Fresh Vine Wine Inc., a maker of low-carb wines whose founders include a Minnesota businessman and two TV actresses, raised about $22 million in an IPO on Tuesday — and saw its share price promptly sour.</p><p><blockquote>Fresh Vine Wine Inc.是一家低碳水化合物葡萄酒制造商,其创始人包括一名明尼苏达州商人和两名电视女演员,该公司在周二的首次公开募股中筹集了约2200万美元,股价迅速下跌。</blockquote></p><p> The company, which has its corporate office in Plymouth, became the eighth Minnesota firm this year to complete an initial public offering. That makes 2021 the busiest year for IPOs by Minnesota businesses in more than two decades.</p><p><blockquote>该公司在普利茅斯设有公司办事处,成为今年明尼苏达州第八家完成首次公开募股的公司。这使得2021年成为二十多年来明尼苏达州企业IPO最繁忙的一年。</blockquote></p><p> Late Monday, Fresh Vine announced an initial price for its 2.2 million shares of $10. But Fresh Vine shares closed Tuesday afternoon at $7.05, down 30% on its first day of trading. It traded as low as $6.81.</p><p><blockquote>周一晚间,Fresh Vine宣布其220万股股票的初始价格为10美元。但Fresh Vine股价周二下午收于7.05美元,首日交易下跌30%。其交易价格低至6.81美元。</blockquote></p><p> Founded in 2019, Fresh Vine's low-carb, low-calorie wines are produced in Napa Valley, Calif. — not the Minneapolis suburbs — by a contract firm.</p><p><blockquote>Fresh Vine成立于2019年,其低碳水化合物、低热量葡萄酒产于加利福尼亚州纳帕谷。-不是明尼阿波利斯郊区-是一家承包公司。</blockquote></p><p> Representatives of Fresh Vine could not be reached for comment Tuesday.</p><p><blockquote>周二无法联系到Fresh Vine的代表置评。</blockquote></p><p> Actresses Nina Dobrev and Julianne Hough are co-founders and have played an active role in the firm's marketing. Dobrev is known for \"The Vampire Diaries\" TV series; Hough has been both a dancer and judge on \"Dancing With the Stars.\"</p><p><blockquote>女演员妮娜·杜波夫和朱丽安·浩夫是公司的联合创始人,在公司的营销中发挥了积极作用。杜波夫因电视剧《吸血鬼日记》而闻名;霍夫既是舞者又是《与星共舞》的评委。</blockquote></p><p> They've helped the company place Fresh Vine's wines with retailers as varied as Total Wine, Hy-Vee and Walgreens in 32 states. But the company is still small.</p><p><blockquote>他们帮助该公司将Fresh Vine的葡萄酒销售给32个州的Total Wine、Hy-Vee和Walgreens等零售商。但公司规模仍然很小。</blockquote></p><p> For the first nine months of 2021, Fresh Vine reported revenue of $1.05 million and a net loss of $8.1 million. Startups typically report several years of losses while the business is being established.</p><p><blockquote>2021年前9个月,Fresh Vine报告收入为105万美元,净亏损为810万美元。初创公司通常会在业务建立期间报告数年的亏损。</blockquote></p><p> The firm's other co-founders, Damian Novak, Fresh Vine's executive chairman, and Rick Nechio, its president, own the largest number of shares in the company. The pair's private equity firm Nechio & Novak LLC will own 43.6% of the company after the offering.</p><p><blockquote>该公司的其他联合创始人、Fresh Vine执行主席达米安·诺瓦克(Damian Novak)和总裁里克·内奇奥(Rick Nechio)拥有该公司最多的股份。发行后,两人的私募股权公司Nechio&Novak LLC将拥有该公司43.6%的股份。</blockquote></p><p> Novak has been involved with numerous startups and manages his portfolio of business interests from the Twin Cities. Nechio brings industry experience including work with previous wine startups.</p><p><blockquote>诺瓦克参与了许多初创公司,并管理着他在双城的商业利益组合。Nechio带来了行业经验,包括与以前的葡萄酒初创公司合作。</blockquote></p><p> Dobrev and Hough will each own 9% of the company's stock after the completion of the offering.</p><p><blockquote>发行完成后,Dobrev和Hough将分别拥有该公司9%的股票。</blockquote></p><p> In its prospectus, the company stressed their key role in marketing the Fresh Vine brand: \"Ms. Dobrev and Ms. Hough, who have a collective following of approximately 30million people on their Instagram social media platforms alone, actively promote our wines and we expect that they will continue to do so pursuant to the agreements we have in place with each of them.\"</p><p><blockquote>该公司在招股说明书中强调了他们在营销Fresh Vine品牌方面的关键作用:“Dobrev女士和Hough女士仅在Instagram社交媒体平台上就拥有约3000万粉丝,她们积极推广我们的葡萄酒,我们预计他们将根据我们与他们各自达成的协议继续这样做。”</blockquote></p><p> Golden Valley-based investment bank Oak Ridge Financial was the lead underwriter on the stock offering.</p><p><blockquote>总部位于金谷的投资银行橡树岭金融公司是此次股票发行的主承销商。</blockquote></p><p> Companies everywhere have been going public this year, lured by the massive amounts of capital flowing through Wall Street. There have been 393 IPOs so far in 2021, an 85% increase from this time last year, according to Renaissance Capital, a Stamford, Conn.-based investment research firm.</p><p><blockquote>今年,在华尔街流动的大量资本的吸引下,世界各地的公司都在上市。总部位于康涅狄格州斯坦福德的投资研究公司Renaissance Capital的数据显示,2021年迄今为止已有393起IPO,比去年同期增长了85%。</blockquote></p><p> Fresh Vine is hardly alone as an IPO trading under its offering price. Despite the large number of offerings in 2021, the Renaissance IPO Index was down 10.3% for the year as of Tuesday's market close.</p><p><blockquote>Fresh Vine并不是唯一一家低于发行价的IPO公司。尽管2021年发行数量众多,但截至周二收盘,Renaissance IPO指数全年下跌了10.3%。</blockquote></p><p></p>","source":"lsy1639527353473","collect":0,"html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>Fresh Vine, a wine maker with a Minnesota address, has a rough debut on Wall Street<blockquote>总部位于明尼苏达州的酿酒商Fresh Vine在华尔街的首次亮相并不顺利</blockquote></title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; line-height:1.5; color:#999; background:transparent; }\n.wrapper{ overflow:hidden;word-break:break-all;padding:10px; }\nh1,h2{ font-weight:normal; line-height:1.35; margin-bottom:.6em; }\nh3,h4,h5,h6{ line-height:1.35; margin-bottom:1em; }\nh1{ font-size:24px; }\nh2{ font-size:20px; }\nh3{ font-size:18px; }\nh4{ font-size:16px; }\nh5{ font-size:14px; }\nh6{ font-size:12px; }\np,ul,ol,blockquote,dl,table{ margin:1.2em 0; }\nul,ol{ margin-left:2em; }\nul{ list-style:disc; }\nol{ list-style:decimal; }\nli,li p{ margin:10px 0;}\nimg{ max-width:100%;display:block;margin:0 auto 1em; }\nblockquote{ color:#B5B2B1; border-left:3px solid #aaa; padding:1em; }\nstrong,b{font-weight:bold;}\nem,i{font-style:italic;}\ntable{ width:100%;border-collapse:collapse;border-spacing:1px;margin:1em 0;font-size:.9em; }\nth,td{ padding:5px;text-align:left;border:1px solid #aaa; }\nth{ font-weight:bold;background:#5d5d5d; }\n.symbol-link{font-weight:bold;}\n/* header{ border-bottom:1px solid #494756; } */\n.title{ margin:0 0 8px;line-height:1.3;color:#ddd; }\n.meta {color:#5e5c6d;font-size:13px;margin:0 0 .5em; }\na{text-decoration:none; color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 12.5px; color: #7E829C; margin: 0;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\nFresh Vine, a wine maker with a Minnesota address, has a rough debut on Wall Street<blockquote>总部位于明尼苏达州的酿酒商Fresh Vine在华尔街的首次亮相并不顺利</blockquote>\n</h2>\n<h4 class=\"meta\">\n<p class=\"head\">\n<strong class=\"h-name small\">Star Tribune</strong><span class=\"h-time small\">2021-12-15 08:15</span>\n</p>\n</h4>\n</header>\n<article>\n<p>Fresh Vine Wine Inc., a maker of low-carb wines whose founders include a Minnesota businessman and two TV actresses, raised about $22 million in an IPO on Tuesday — and saw its share price promptly sour.</p><p><blockquote>Fresh Vine Wine Inc.是一家低碳水化合物葡萄酒制造商,其创始人包括一名明尼苏达州商人和两名电视女演员,该公司在周二的首次公开募股中筹集了约2200万美元,股价迅速下跌。</blockquote></p><p> The company, which has its corporate office in Plymouth, became the eighth Minnesota firm this year to complete an initial public offering. That makes 2021 the busiest year for IPOs by Minnesota businesses in more than two decades.</p><p><blockquote>该公司在普利茅斯设有公司办事处,成为今年明尼苏达州第八家完成首次公开募股的公司。这使得2021年成为二十多年来明尼苏达州企业IPO最繁忙的一年。</blockquote></p><p> Late Monday, Fresh Vine announced an initial price for its 2.2 million shares of $10. But Fresh Vine shares closed Tuesday afternoon at $7.05, down 30% on its first day of trading. It traded as low as $6.81.</p><p><blockquote>周一晚间,Fresh Vine宣布其220万股股票的初始价格为10美元。但Fresh Vine股价周二下午收于7.05美元,首日交易下跌30%。其交易价格低至6.81美元。</blockquote></p><p> Founded in 2019, Fresh Vine's low-carb, low-calorie wines are produced in Napa Valley, Calif. — not the Minneapolis suburbs — by a contract firm.</p><p><blockquote>Fresh Vine成立于2019年,其低碳水化合物、低热量葡萄酒产于加利福尼亚州纳帕谷。-不是明尼阿波利斯郊区-是一家承包公司。</blockquote></p><p> Representatives of Fresh Vine could not be reached for comment Tuesday.</p><p><blockquote>周二无法联系到Fresh Vine的代表置评。</blockquote></p><p> Actresses Nina Dobrev and Julianne Hough are co-founders and have played an active role in the firm's marketing. Dobrev is known for \"The Vampire Diaries\" TV series; Hough has been both a dancer and judge on \"Dancing With the Stars.\"</p><p><blockquote>女演员妮娜·杜波夫和朱丽安·浩夫是公司的联合创始人,在公司的营销中发挥了积极作用。杜波夫因电视剧《吸血鬼日记》而闻名;霍夫既是舞者又是《与星共舞》的评委。</blockquote></p><p> They've helped the company place Fresh Vine's wines with retailers as varied as Total Wine, Hy-Vee and Walgreens in 32 states. But the company is still small.</p><p><blockquote>他们帮助该公司将Fresh Vine的葡萄酒销售给32个州的Total Wine、Hy-Vee和Walgreens等零售商。但公司规模仍然很小。</blockquote></p><p> For the first nine months of 2021, Fresh Vine reported revenue of $1.05 million and a net loss of $8.1 million. Startups typically report several years of losses while the business is being established.</p><p><blockquote>2021年前9个月,Fresh Vine报告收入为105万美元,净亏损为810万美元。初创公司通常会在业务建立期间报告数年的亏损。</blockquote></p><p> The firm's other co-founders, Damian Novak, Fresh Vine's executive chairman, and Rick Nechio, its president, own the largest number of shares in the company. The pair's private equity firm Nechio & Novak LLC will own 43.6% of the company after the offering.</p><p><blockquote>该公司的其他联合创始人、Fresh Vine执行主席达米安·诺瓦克(Damian Novak)和总裁里克·内奇奥(Rick Nechio)拥有该公司最多的股份。发行后,两人的私募股权公司Nechio&Novak LLC将拥有该公司43.6%的股份。</blockquote></p><p> Novak has been involved with numerous startups and manages his portfolio of business interests from the Twin Cities. Nechio brings industry experience including work with previous wine startups.</p><p><blockquote>诺瓦克参与了许多初创公司,并管理着他在双城的商业利益组合。Nechio带来了行业经验,包括与以前的葡萄酒初创公司合作。</blockquote></p><p> Dobrev and Hough will each own 9% of the company's stock after the completion of the offering.</p><p><blockquote>发行完成后,Dobrev和Hough将分别拥有该公司9%的股票。</blockquote></p><p> In its prospectus, the company stressed their key role in marketing the Fresh Vine brand: \"Ms. Dobrev and Ms. Hough, who have a collective following of approximately 30million people on their Instagram social media platforms alone, actively promote our wines and we expect that they will continue to do so pursuant to the agreements we have in place with each of them.\"</p><p><blockquote>该公司在招股说明书中强调了他们在营销Fresh Vine品牌方面的关键作用:“Dobrev女士和Hough女士仅在Instagram社交媒体平台上就拥有约3000万粉丝,她们积极推广我们的葡萄酒,我们预计他们将根据我们与他们各自达成的协议继续这样做。”</blockquote></p><p> Golden Valley-based investment bank Oak Ridge Financial was the lead underwriter on the stock offering.</p><p><blockquote>总部位于金谷的投资银行橡树岭金融公司是此次股票发行的主承销商。</blockquote></p><p> Companies everywhere have been going public this year, lured by the massive amounts of capital flowing through Wall Street. There have been 393 IPOs so far in 2021, an 85% increase from this time last year, according to Renaissance Capital, a Stamford, Conn.-based investment research firm.</p><p><blockquote>今年,在华尔街流动的大量资本的吸引下,世界各地的公司都在上市。总部位于康涅狄格州斯坦福德的投资研究公司Renaissance Capital的数据显示,2021年迄今为止已有393起IPO,比去年同期增长了85%。</blockquote></p><p> Fresh Vine is hardly alone as an IPO trading under its offering price. Despite the large number of offerings in 2021, the Renaissance IPO Index was down 10.3% for the year as of Tuesday's market close.</p><p><blockquote>Fresh Vine并不是唯一一家低于发行价的IPO公司。尽管2021年发行数量众多,但截至周二收盘,Renaissance IPO指数全年下跌了10.3%。</blockquote></p><p></p>\n<div class=\"bt-text\">\n\n\n<p> 来源:<a href=\"https://www.startribune.com/fresh-vine-a-wine-maker-with-a-minnesota-address-has-a-rough-debut-on-wall-street/600126977/\">Star Tribune</a></p>\n<p>为提升您的阅读体验,我们对本页面进行了排版优化</p>\n\n\n</div>\n</article>\n</div>\n</body>\n</html>\n","type":0,"thumbnail":"","relate_stocks":{},"source_url":"https://www.startribune.com/fresh-vine-a-wine-maker-with-a-minnesota-address-has-a-rough-debut-on-wall-street/600126977/","is_english":true,"share_image_url":"https://static.laohu8.com/e9f99090a1c2ed51c021029395664489","article_id":"1177642890","content_text":"Fresh Vine Wine Inc., a maker of low-carb wines whose founders include a Minnesota businessman and two TV actresses, raised about $22 million in an IPO on Tuesday — and saw its share price promptly sour.\n\nThe company, which has its corporate office in Plymouth, became the eighth Minnesota firm this year to complete an initial public offering. That makes 2021 the busiest year for IPOs by Minnesota businesses in more than two decades.\n\nLate Monday, Fresh Vine announced an initial price for its 2.2 million shares of $10. But Fresh Vine shares closed Tuesday afternoon at $7.05, down 30% on its first day of trading. It traded as low as $6.81.\n\nFounded in 2019, Fresh Vine's low-carb, low-calorie wines are produced in Napa Valley, Calif. — not the Minneapolis suburbs — by a contract firm.\n\nRepresentatives of Fresh Vine could not be reached for comment Tuesday.\n\nActresses Nina Dobrev and Julianne Hough are co-founders and have played an active role in the firm's marketing. Dobrev is known for \"The Vampire Diaries\" TV series; Hough has been both a dancer and judge on \"Dancing With the Stars.\"\n\nThey've helped the company place Fresh Vine's wines with retailers as varied as Total Wine, Hy-Vee and Walgreens in 32 states. But the company is still small.\n\nFor the first nine months of 2021, Fresh Vine reported revenue of $1.05 million and a net loss of $8.1 million. Startups typically report several years of losses while the business is being established.\n\nThe firm's other co-founders, Damian Novak, Fresh Vine's executive chairman, and Rick Nechio, its president, own the largest number of shares in the company. The pair's private equity firm Nechio & Novak LLC will own 43.6% of the company after the offering.\n\nNovak has been involved with numerous startups and manages his portfolio of business interests from the Twin Cities. Nechio brings industry experience including work with previous wine startups.\n\nDobrev and Hough will each own 9% of the company's stock after the completion of the offering.\n\nIn its prospectus, the company stressed their key role in marketing the Fresh Vine brand: \"Ms. Dobrev and Ms. Hough, who have a collective following of approximately 30million people on their Instagram social media platforms alone, actively promote our wines and we expect that they will continue to do so pursuant to the agreements we have in place with each of them.\"\n\nGolden Valley-based investment bank Oak Ridge Financial was the lead underwriter on the stock offering.\n\nCompanies everywhere have been going public this year, lured by the massive amounts of capital flowing through Wall Street. There have been 393 IPOs so far in 2021, an 85% increase from this time last year, according to Renaissance Capital, a Stamford, Conn.-based investment research firm.\n\nFresh Vine is hardly alone as an IPO trading under its offering price. Despite the large number of offerings in 2021, the Renaissance IPO Index was down 10.3% for the year as of Tuesday's market close.","news_type":1,"symbols_score_info":{"VINE":0.9}},"isVote":1,"tweetType":1,"viewCount":3301,"authorTweetTopStatus":1,"verified":2,"comments":[],"imageCount":0,"langContent":"CN","totalScore":0},{"id":607840561,"gmtCreate":1639527991379,"gmtModify":1639527992600,"author":{"id":"3571345352614779","authorId":"3571345352614779","name":"小白添祥","avatar":"https://static.laohu8.com/default-avatar.jpg","crmLevel":11,"crmLevelSwitch":0,"followedFlag":false,"authorIdStr":"3571345352614779","idStr":"3571345352614779"},"themes":[],"htmlText":"like & comment please ","listText":"like & comment please ","text":"like & comment please","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":2,"commentSize":0,"repostSize":0,"link":"https://laohu8.com/post/607840561","repostId":"1187237201","repostType":4,"repost":{"id":"1187237201","kind":"news","pubTimestamp":1639527511,"share":"https://www.laohu8.com/m/news/1187237201?lang=zh_CN&edition=full","pubTime":"2021-12-15 08:18","market":"us","language":"en","title":"Sidus Space IPO Rockets 144% Higher While Fresh Vine Wine Slumps<blockquote>Sidus Space IPO飙升144%,而Fresh Vine Wine却暴跌</blockquote>","url":"https://stock-news.laohu8.com/highlight/detail?id=1187237201","media":"Barron's","summary":"Sidus Space,a satellite company, rocketed nearly 144% in its first day as a public company Tuesday, ","content":"<p>Sidus Space,a satellite company, rocketed nearly 144% in its first day as a public company Tuesday, while Fresh Vine Wine,a producer of low-carb wine, dropped below its offer price.</p><p><blockquote>卫星公司Sidus Space周二上市首日股价飙升近144%,而低碳水化合物葡萄酒生产商Fresh Vine Wine则跌破发行价。</blockquote></p><p> Sidus and Fresh Vine are the first of roughly seven companies that are expected to open for trading this week. Samsara, an internet of things company and the most high-profile IPO this week, is slated to list its shares on Wednesday.</p><p><blockquote>Sidus和Fresh Vine是预计本周开盘交易的大约七家公司中的第一家。Samsara是一家物联网公司,也是本周最引人注目的IPO,定于周三上市。</blockquote></p><p> There aren’t any IPOs currently scheduled to trade next week. New issues typically shut down in late December because of the holidays, and they don’t reopen until mid-January.</p><p><blockquote>目前没有任何IPO计划于下周交易。由于假期,新发行的期刊通常在12月下旬关闭,直到1月中旬才重新开放。</blockquote></p><p> Shares of Sidus (ticker: SIDU) launched at $27 and closed at $12.19, up $7.19 from its offer price.</p><p><blockquote>Sidus(股票代码:SIDU)的股价开盘价为27美元,收盘价为12.19美元,较发行价上涨7.19美元。</blockquote></p><p> The strong debut came after Sidus raised $15 million. The company sold 3 million shares at $5, the middle of its $4 to $6 range. Boustead Securities was the underwriter on the deal.</p><p><blockquote>Sidus筹集了1500万美元后,首次亮相表现强劲。该公司以5美元的价格出售了300万股股票,处于4美元至6美元区间的中间位置。Boustead Securities是该交易的承销商。</blockquote></p><p> Sidus, which is Latin for “resembling a star,” designs, makes and launches commercial satellites. Located in Cape Canaveral, Fla., Sidus calls itself a “space-as-a-service company.” It operates a 35,000-square-foot testing facility. Sidus designs and makes flight and ground components, as well as systems, for government and commercial customers, including space agencies, the prospectus said.</p><p><blockquote>Sidus在拉丁语中是“像星星”的意思,设计、制造和发射商业卫星。位于佛罗里达州卡纳维拉尔角的Sidus评级公司本身就是一家“太空即服务公司”。它运营着一个35,000平方英尺的测试设施。招股说明书称,Sidus为包括航天机构在内的政府和商业客户设计和制造飞行和地面组件以及系统。</blockquote></p><p> Carol Craig, Sidus’ CEO, will own 94.2% of common stock after the IPO, a prospectus said. Craig is also CEO of Craig Technologies, an aerospace and defense contractor</p><p><blockquote>招股说明书称,Sidus首席执行官卡罗尔·克雷格(Carol Craig)将在IPO后拥有94.2%的普通股。克雷格也是航空航天和国防承包商克雷格技术公司的首席执行官</blockquote></p><p> Shares of Fresh Vine Wine (VINE) opened at $9.33, below the offer price, and dropped from there. The stock ended at $7.05, down nearly 30% from its IPO price.</p><p><blockquote>Fresh Vine Wine(VINE)的股价开盘价为9.33美元,低于发行价,随后下跌。该股收于7.05美元,较IPO价格下跌近30%。</blockquote></p><p> The dismal debut came after Fresh Wine raised $22 million. The company sold 2.2 million shares at $10 each, the top of its $9 to $10 price range. Oak Ridge Financial Services Group was lead underwriter on the deal.</p><p><blockquote>在Fresh Wine筹集了2200万美元后,首次亮相惨淡。该公司以每股10美元的价格出售了220万股股票,这是其9至10美元价格区间的上限。橡树岭金融服务集团是该交易的主承销商。</blockquote></p><p> Fresh Vine operates in the “better for you” category, producing wines that are low-carb and low-calorie. The company offers its wine through wholesale, retail, and direct-to-consumer channels. Bottles typically sell for between $15 to $22 each, a prospectus said.</p><p><blockquote>Fresh Vine经营“对你更好”类别,生产低碳水化合物和低热量的葡萄酒。该公司通过批发、零售和直接面向消费者的渠道提供葡萄酒。招股说明书称,每瓶售价通常在15至22美元之间。</blockquote></p><p> Nina Dobrev, an actress known for her role on “The Vampire Diaries,” and Julianne Hough, a dancer on “Dancing with the Stars,” are cofounders of Fresh Vine. Janelle Anderson, former global marketing officer at American Airlines, joined Fresh Vine in August as chief marketing officer. She was named CEO in September.</p><p><blockquote>因出演《吸血鬼日记》而闻名的女演员妮娜·杜波夫和《与星共舞》的舞者朱丽安·浩夫是Fresh Vine的联合创始人。美国航空公司前全球营销官Janelle Anderson于8月加入Fresh Vine,担任首席营销官。她于九月被任命为首席执行官。</blockquote></p><p> Dobrev and Hough will each own 9% of Fresh Vine after the IPO, the prospectus said.</p><p><blockquote>招股说明书称,IPO后,Dobrev和Hough将分别拥有Fresh Vine 9%的股份。</blockquote></p><p></p>","source":"lsy1610680873436","collect":0,"html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>Sidus Space IPO Rockets 144% Higher While Fresh Vine Wine Slumps<blockquote>Sidus Space IPO飙升144%,而Fresh Vine Wine却暴跌</blockquote></title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; line-height:1.5; color:#999; background:transparent; }\n.wrapper{ overflow:hidden;word-break:break-all;padding:10px; }\nh1,h2{ font-weight:normal; line-height:1.35; margin-bottom:.6em; }\nh3,h4,h5,h6{ line-height:1.35; margin-bottom:1em; }\nh1{ font-size:24px; }\nh2{ font-size:20px; }\nh3{ font-size:18px; }\nh4{ font-size:16px; }\nh5{ font-size:14px; }\nh6{ font-size:12px; }\np,ul,ol,blockquote,dl,table{ margin:1.2em 0; }\nul,ol{ margin-left:2em; }\nul{ list-style:disc; }\nol{ list-style:decimal; }\nli,li p{ margin:10px 0;}\nimg{ max-width:100%;display:block;margin:0 auto 1em; }\nblockquote{ color:#B5B2B1; border-left:3px solid #aaa; padding:1em; }\nstrong,b{font-weight:bold;}\nem,i{font-style:italic;}\ntable{ width:100%;border-collapse:collapse;border-spacing:1px;margin:1em 0;font-size:.9em; }\nth,td{ padding:5px;text-align:left;border:1px solid #aaa; }\nth{ font-weight:bold;background:#5d5d5d; }\n.symbol-link{font-weight:bold;}\n/* header{ border-bottom:1px solid #494756; } */\n.title{ margin:0 0 8px;line-height:1.3;color:#ddd; }\n.meta {color:#5e5c6d;font-size:13px;margin:0 0 .5em; }\na{text-decoration:none; color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 12.5px; color: #7E829C; margin: 0;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\nSidus Space IPO Rockets 144% Higher While Fresh Vine Wine Slumps<blockquote>Sidus Space IPO飙升144%,而Fresh Vine Wine却暴跌</blockquote>\n</h2>\n<h4 class=\"meta\">\n<p class=\"head\">\n<strong class=\"h-name small\">Barron's</strong><span class=\"h-time small\">2021-12-15 08:18</span>\n</p>\n</h4>\n</header>\n<article>\n<p>Sidus Space,a satellite company, rocketed nearly 144% in its first day as a public company Tuesday, while Fresh Vine Wine,a producer of low-carb wine, dropped below its offer price.</p><p><blockquote>卫星公司Sidus Space周二上市首日股价飙升近144%,而低碳水化合物葡萄酒生产商Fresh Vine Wine则跌破发行价。</blockquote></p><p> Sidus and Fresh Vine are the first of roughly seven companies that are expected to open for trading this week. Samsara, an internet of things company and the most high-profile IPO this week, is slated to list its shares on Wednesday.</p><p><blockquote>Sidus和Fresh Vine是预计本周开盘交易的大约七家公司中的第一家。Samsara是一家物联网公司,也是本周最引人注目的IPO,定于周三上市。</blockquote></p><p> There aren’t any IPOs currently scheduled to trade next week. New issues typically shut down in late December because of the holidays, and they don’t reopen until mid-January.</p><p><blockquote>目前没有任何IPO计划于下周交易。由于假期,新发行的期刊通常在12月下旬关闭,直到1月中旬才重新开放。</blockquote></p><p> Shares of Sidus (ticker: SIDU) launched at $27 and closed at $12.19, up $7.19 from its offer price.</p><p><blockquote>Sidus(股票代码:SIDU)的股价开盘价为27美元,收盘价为12.19美元,较发行价上涨7.19美元。</blockquote></p><p> The strong debut came after Sidus raised $15 million. The company sold 3 million shares at $5, the middle of its $4 to $6 range. Boustead Securities was the underwriter on the deal.</p><p><blockquote>Sidus筹集了1500万美元后,首次亮相表现强劲。该公司以5美元的价格出售了300万股股票,处于4美元至6美元区间的中间位置。Boustead Securities是该交易的承销商。</blockquote></p><p> Sidus, which is Latin for “resembling a star,” designs, makes and launches commercial satellites. Located in Cape Canaveral, Fla., Sidus calls itself a “space-as-a-service company.” It operates a 35,000-square-foot testing facility. Sidus designs and makes flight and ground components, as well as systems, for government and commercial customers, including space agencies, the prospectus said.</p><p><blockquote>Sidus在拉丁语中是“像星星”的意思,设计、制造和发射商业卫星。位于佛罗里达州卡纳维拉尔角的Sidus评级公司本身就是一家“太空即服务公司”。它运营着一个35,000平方英尺的测试设施。招股说明书称,Sidus为包括航天机构在内的政府和商业客户设计和制造飞行和地面组件以及系统。</blockquote></p><p> Carol Craig, Sidus’ CEO, will own 94.2% of common stock after the IPO, a prospectus said. Craig is also CEO of Craig Technologies, an aerospace and defense contractor</p><p><blockquote>招股说明书称,Sidus首席执行官卡罗尔·克雷格(Carol Craig)将在IPO后拥有94.2%的普通股。克雷格也是航空航天和国防承包商克雷格技术公司的首席执行官</blockquote></p><p> Shares of Fresh Vine Wine (VINE) opened at $9.33, below the offer price, and dropped from there. The stock ended at $7.05, down nearly 30% from its IPO price.</p><p><blockquote>Fresh Vine Wine(VINE)的股价开盘价为9.33美元,低于发行价,随后下跌。该股收于7.05美元,较IPO价格下跌近30%。</blockquote></p><p> The dismal debut came after Fresh Wine raised $22 million. The company sold 2.2 million shares at $10 each, the top of its $9 to $10 price range. Oak Ridge Financial Services Group was lead underwriter on the deal.</p><p><blockquote>在Fresh Wine筹集了2200万美元后,首次亮相惨淡。该公司以每股10美元的价格出售了220万股股票,这是其9至10美元价格区间的上限。橡树岭金融服务集团是该交易的主承销商。</blockquote></p><p> Fresh Vine operates in the “better for you” category, producing wines that are low-carb and low-calorie. The company offers its wine through wholesale, retail, and direct-to-consumer channels. Bottles typically sell for between $15 to $22 each, a prospectus said.</p><p><blockquote>Fresh Vine经营“对你更好”类别,生产低碳水化合物和低热量的葡萄酒。该公司通过批发、零售和直接面向消费者的渠道提供葡萄酒。招股说明书称,每瓶售价通常在15至22美元之间。</blockquote></p><p> Nina Dobrev, an actress known for her role on “The Vampire Diaries,” and Julianne Hough, a dancer on “Dancing with the Stars,” are cofounders of Fresh Vine. Janelle Anderson, former global marketing officer at American Airlines, joined Fresh Vine in August as chief marketing officer. She was named CEO in September.</p><p><blockquote>因出演《吸血鬼日记》而闻名的女演员妮娜·杜波夫和《与星共舞》的舞者朱丽安·浩夫是Fresh Vine的联合创始人。美国航空公司前全球营销官Janelle Anderson于8月加入Fresh Vine,担任首席营销官。她于九月被任命为首席执行官。</blockquote></p><p> Dobrev and Hough will each own 9% of Fresh Vine after the IPO, the prospectus said.</p><p><blockquote>招股说明书称,IPO后,Dobrev和Hough将分别拥有Fresh Vine 9%的股份。</blockquote></p><p></p>\n<div class=\"bt-text\">\n\n\n<p> 来源:<a href=\"https://www.marketwatch.com/articles/sidus-space-fresh-vine-wine-ipo-stock-51639507065?mod=newsviewer_click\">Barron's</a></p>\n<p>为提升您的阅读体验,我们对本页面进行了排版优化</p>\n\n\n</div>\n</article>\n</div>\n</body>\n</html>\n","type":0,"thumbnail":"","relate_stocks":{"SIDU":"Sidus Space Inc."},"source_url":"https://www.marketwatch.com/articles/sidus-space-fresh-vine-wine-ipo-stock-51639507065?mod=newsviewer_click","is_english":true,"share_image_url":"https://static.laohu8.com/e9f99090a1c2ed51c021029395664489","article_id":"1187237201","content_text":"Sidus Space,a satellite company, rocketed nearly 144% in its first day as a public company Tuesday, while Fresh Vine Wine,a producer of low-carb wine, dropped below its offer price.\n\nSidus and Fresh Vine are the first of roughly seven companies that are expected to open for trading this week. Samsara, an internet of things company and the most high-profile IPO this week, is slated to list its shares on Wednesday.\n\n\nThere aren’t any IPOs currently scheduled to trade next week. New issues typically shut down in late December because of the holidays, and they don’t reopen until mid-January.\n\nShares of Sidus (ticker: SIDU) launched at $27 and closed at $12.19, up $7.19 from its offer price.\n\nThe strong debut came after Sidus raised $15 million. The company sold 3 million shares at $5, the middle of its $4 to $6 range. Boustead Securities was the underwriter on the deal.\n\nSidus, which is Latin for “resembling a star,” designs, makes and launches commercial satellites. Located in Cape Canaveral, Fla., Sidus calls itself a “space-as-a-service company.” It operates a 35,000-square-foot testing facility. Sidus designs and makes flight and ground components, as well as systems, for government and commercial customers, including space agencies, the prospectus said.\n\nCarol Craig, Sidus’ CEO, will own 94.2% of common stock after the IPO, a prospectus said. Craig is also CEO of Craig Technologies, an aerospace and defense contractor\n\nShares of Fresh Vine Wine (VINE) opened at $9.33, below the offer price, and dropped from there. The stock ended at $7.05, down nearly 30% from its IPO price.\n\nThe dismal debut came after Fresh Wine raised $22 million. The company sold 2.2 million shares at $10 each, the top of its $9 to $10 price range. Oak Ridge Financial Services Group was lead underwriter on the deal.\n\nFresh Vine operates in the “better for you” category, producing wines that are low-carb and low-calorie. The company offers its wine through wholesale, retail, and direct-to-consumer channels. Bottles typically sell for between $15 to $22 each, a prospectus said.\n\n\nNina Dobrev, an actress known for her role on “The Vampire Diaries,” and Julianne Hough, a dancer on “Dancing with the Stars,” are cofounders of Fresh Vine. Janelle Anderson, former global marketing officer at American Airlines, joined Fresh Vine in August as chief marketing officer. She was named CEO in September.\n\nDobrev and Hough will each own 9% of Fresh Vine after the IPO, the prospectus said.","news_type":1,"symbols_score_info":{"SIDU":0.9,"VINE":0.9}},"isVote":1,"tweetType":1,"viewCount":2620,"authorTweetTopStatus":1,"verified":2,"comments":[],"imageCount":0,"langContent":"CN","totalScore":0},{"id":607840109,"gmtCreate":1639527970964,"gmtModify":1639527972182,"author":{"id":"3571345352614779","authorId":"3571345352614779","name":"小白添祥","avatar":"https://static.laohu8.com/default-avatar.jpg","crmLevel":11,"crmLevelSwitch":0,"followedFlag":false,"authorIdStr":"3571345352614779","idStr":"3571345352614779"},"themes":[],"htmlText":"like & comment please ","listText":"like & comment please ","text":"like & comment please","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":5,"commentSize":2,"repostSize":0,"link":"https://laohu8.com/post/607840109","repostId":"1127951705","repostType":4,"repost":{"id":"1127951705","kind":"news","weMediaInfo":{"introduction":"Stock Market Quotes, Business News, Financial News, Trading Ideas, and Stock Research by Professionals","home_visible":0,"media_name":"Benzinga","id":"1052270027","head_image":"https://static.tigerbbs.com/d08bf7808052c0ca9deb4e944cae32aa"},"pubTimestamp":1639527737,"share":"https://www.laohu8.com/m/news/1127951705?lang=zh_CN&edition=full","pubTime":"2021-12-15 08:22","market":"us","language":"en","title":"Over 25% Of Nio Option Flows Are Expiring Friday: Will It Bounce?<blockquote>超过25%的蔚来期权流量将于周五到期:会反弹吗?</blockquote>","url":"https://stock-news.laohu8.com/highlight/detail?id=1127951705","media":"Benzinga","summary":"What Happened:Shares of NIO Inc lost 4% Tuesday as many U.S. and Asian stocks fell due to omicron CO","content":"<p><b>What Happened:</b>Shares of <b>NIO Inc</b> lost 4% Tuesday as many U.S. and Asian stocks fell due to omicron COVID-19 variant concerns.</p><p><blockquote><b>发生了什么:</b>本公司之股份<b>蔚来公司</b>由于对奥密克戎COVID-19变种的担忧,许多美国和亚洲股市下跌,周二下跌4%。</blockquote></p><p> The stock is approaching a major support level around $30 that has held since October of 2020. Looking at the option flows on the day, there are over 148,000 calls and 71,000 puts, so two out of every three options on the day are calls (image below).</p><p><blockquote>该股正在接近自2020年10月以来一直保持的30美元左右的主要支撑位。从当天的期权流向来看,有超过148,000份评级和71,000份看跌期权,因此当天每三份期权中就有两份是评级(下图)。</blockquote></p><p> Prior to Tuesday's trading, there were approximately 1.8 million calls and 1.6 million puts in NIO for a total of 3.48 million options.</p><p><blockquote>在周二交易之前,蔚来约有180万份评级和160万份看跌期权,总计348万份期权。</blockquote></p><p> <img src=\"https://static.tigerbbs.com/1829707a572d0f5331bc22fb8bb77d2e\" tg-width=\"1023\" tg-height=\"279\" width=\"100%\" height=\"auto\"></p><p><blockquote></blockquote></p><p> This means that the option flows for Tuesday represent about 7% of the total options, which is solid considering the FOMC meeting on Wednesday, Dec. 15 is putting a damper on flows.</p><p><blockquote>这意味着周二的期权流量约占期权总量的7%,考虑到12月15日周三的FOMC会议抑制了流量,这一数字是可靠的。</blockquote></p><p> <b>Why It Matters:</b>Generally traders do not make aggressive bets ahead of a FOMC, meeting, especially the last one of the year, which could set the tone for trading in 2022.</p><p><blockquote><b>为什么重要:</b>一般来说,交易者不会在FOMC会议之前进行激进的押注,尤其是今年的最后一次会议,这可能会为2022年的交易定下基调。</blockquote></p><p> Of the approximately 219,000 options traded today, only about 60,000 of them are short dated (expiring Friday, Dec. 17), which means the majority of flows are forward looking beyond the FOMC and monthly op-ex.</p><p><blockquote>在今天交易的约219,000份期权中,只有约60,000份是短期期权(将于12月17日星期五到期),这意味着大多数流量都是前瞻性的,超出了FOMC和月度op-ex。</blockquote></p><p> The next largest option expiry by volume is the Jan. 21 op-ex, which means a strong amount of traders are taking bullish bets on Nio into next year.</p><p><blockquote>按交易量计算,下一个最大的期权到期日是1月21日的op-ex,这意味着大量交易者在明年对蔚来进行看涨押注。</blockquote></p><p> <b>What's Next:</b>Looking at the option chain for the Jan. 21 expiry next year, the largest strikes by volume are concentrated between the $35 and $40 strikes (image below).</p><p><blockquote><b>下一步是什么:</b>从明年1月21日到期的期权链来看,交易量最大的行使价集中在35美元至40美元之间(如下图)。</blockquote></p><p> <img src=\"https://static.tigerbbs.com/747fa367be175f2627d9a91fd7542fac\" tg-width=\"1117\" tg-height=\"399\" width=\"100%\" height=\"auto\"></p><p><blockquote></blockquote></p><p> Meanwhile, the largest strikes by open interest are the $40 and $45 strikes, which shows a fair amount of interest for a bounce off support and a move back up into the $40s.</p><p><blockquote>与此同时,未平仓合约的最大罢工是40美元和45美元,这表明人们对从支撑位反弹并回升至40美元的兴趣相当大。</blockquote></p><p> It should be noted the option market is currently pricing in a 14% probability NIO closes at or above $40 by the January op-ex next year, so it's currently a lower probability event.</p><p><blockquote>应该指出的是,期权市场目前定价蔚来在明年1月交易前收盘价为40美元或以上的可能性为14%,因此目前这是一个较低概率的事件。</blockquote></p><p> But if the $30 level can hold for this week and there is no hawkishness out of the Fed for the FOMC on Dec. 15, then equities might get a Christmas rally to end the year, as the bearish pressure leading into the FOMC could subside.</p><p><blockquote>但如果本周能够守住30美元的水平,并且美联储在12月15日没有对FOMC采取鹰派态度,那么股市可能会在年底出现圣诞节反弹,因为FOMC的看跌压力可能会消退。</blockquote></p><p> On the other hand, if the stock closes below the $30 level on a weekly closing basis, then the next support does not come in until around $25.</p><p><blockquote>另一方面,如果该股每周收盘价低于30美元,那么下一个支撑位要到25美元左右才会出现。</blockquote></p><p></p>","collect":0,"html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>Over 25% Of Nio Option Flows Are Expiring Friday: Will It Bounce?<blockquote>超过25%的蔚来期权流量将于周五到期:会反弹吗?</blockquote></title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; line-height:1.5; color:#999; background:transparent; }\n.wrapper{ overflow:hidden;word-break:break-all;padding:10px; 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color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 12.5px; color: #7E829C; margin: 0;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\nOver 25% Of Nio Option Flows Are Expiring Friday: Will It Bounce?<blockquote>超过25%的蔚来期权流量将于周五到期:会反弹吗?</blockquote>\n</h2>\n<h4 class=\"meta\">\n<div class=\"head\" \">\n\n<div class=\"h-thumb\" style=\"background-image:url(https://static.tigerbbs.com/d08bf7808052c0ca9deb4e944cae32aa);background-size:cover;\"></div>\n\n<div class=\"h-content\">\n<p class=\"h-name\">Benzinga </p>\n<p class=\"h-time smaller\">2021-12-15 08:22</p>\n</div>\n</div>\n</h4>\n</header>\n<article>\n<p><b>What Happened:</b>Shares of <b>NIO Inc</b> lost 4% Tuesday as many U.S. and Asian stocks fell due to omicron COVID-19 variant concerns.</p><p><blockquote><b>发生了什么:</b>本公司之股份<b>蔚来公司</b>由于对奥密克戎COVID-19变种的担忧,许多美国和亚洲股市下跌,周二下跌4%。</blockquote></p><p> The stock is approaching a major support level around $30 that has held since October of 2020. Looking at the option flows on the day, there are over 148,000 calls and 71,000 puts, so two out of every three options on the day are calls (image below).</p><p><blockquote>该股正在接近自2020年10月以来一直保持的30美元左右的主要支撑位。从当天的期权流向来看,有超过148,000份评级和71,000份看跌期权,因此当天每三份期权中就有两份是评级(下图)。</blockquote></p><p> Prior to Tuesday's trading, there were approximately 1.8 million calls and 1.6 million puts in NIO for a total of 3.48 million options.</p><p><blockquote>在周二交易之前,蔚来约有180万份评级和160万份看跌期权,总计348万份期权。</blockquote></p><p> <img src=\"https://static.tigerbbs.com/1829707a572d0f5331bc22fb8bb77d2e\" tg-width=\"1023\" tg-height=\"279\" width=\"100%\" height=\"auto\"></p><p><blockquote></blockquote></p><p> This means that the option flows for Tuesday represent about 7% of the total options, which is solid considering the FOMC meeting on Wednesday, Dec. 15 is putting a damper on flows.</p><p><blockquote>这意味着周二的期权流量约占期权总量的7%,考虑到12月15日周三的FOMC会议抑制了流量,这一数字是可靠的。</blockquote></p><p> <b>Why It Matters:</b>Generally traders do not make aggressive bets ahead of a FOMC, meeting, especially the last one of the year, which could set the tone for trading in 2022.</p><p><blockquote><b>为什么重要:</b>一般来说,交易者不会在FOMC会议之前进行激进的押注,尤其是今年的最后一次会议,这可能会为2022年的交易定下基调。</blockquote></p><p> Of the approximately 219,000 options traded today, only about 60,000 of them are short dated (expiring Friday, Dec. 17), which means the majority of flows are forward looking beyond the FOMC and monthly op-ex.</p><p><blockquote>在今天交易的约219,000份期权中,只有约60,000份是短期期权(将于12月17日星期五到期),这意味着大多数流量都是前瞻性的,超出了FOMC和月度op-ex。</blockquote></p><p> The next largest option expiry by volume is the Jan. 21 op-ex, which means a strong amount of traders are taking bullish bets on Nio into next year.</p><p><blockquote>按交易量计算,下一个最大的期权到期日是1月21日的op-ex,这意味着大量交易者在明年对蔚来进行看涨押注。</blockquote></p><p> <b>What's Next:</b>Looking at the option chain for the Jan. 21 expiry next year, the largest strikes by volume are concentrated between the $35 and $40 strikes (image below).</p><p><blockquote><b>下一步是什么:</b>从明年1月21日到期的期权链来看,交易量最大的行使价集中在35美元至40美元之间(如下图)。</blockquote></p><p> <img src=\"https://static.tigerbbs.com/747fa367be175f2627d9a91fd7542fac\" tg-width=\"1117\" tg-height=\"399\" width=\"100%\" height=\"auto\"></p><p><blockquote></blockquote></p><p> Meanwhile, the largest strikes by open interest are the $40 and $45 strikes, which shows a fair amount of interest for a bounce off support and a move back up into the $40s.</p><p><blockquote>与此同时,未平仓合约的最大罢工是40美元和45美元,这表明人们对从支撑位反弹并回升至40美元的兴趣相当大。</blockquote></p><p> It should be noted the option market is currently pricing in a 14% probability NIO closes at or above $40 by the January op-ex next year, so it's currently a lower probability event.</p><p><blockquote>应该指出的是,期权市场目前定价蔚来在明年1月交易前收盘价为40美元或以上的可能性为14%,因此目前这是一个较低概率的事件。</blockquote></p><p> But if the $30 level can hold for this week and there is no hawkishness out of the Fed for the FOMC on Dec. 15, then equities might get a Christmas rally to end the year, as the bearish pressure leading into the FOMC could subside.</p><p><blockquote>但如果本周能够守住30美元的水平,并且美联储在12月15日没有对FOMC采取鹰派态度,那么股市可能会在年底出现圣诞节反弹,因为FOMC的看跌压力可能会消退。</blockquote></p><p> On the other hand, if the stock closes below the $30 level on a weekly closing basis, then the next support does not come in until around $25.</p><p><blockquote>另一方面,如果该股每周收盘价低于30美元,那么下一个支撑位要到25美元左右才会出现。</blockquote></p><p></p>\n</article>\n</div>\n</body>\n</html>\n","type":0,"thumbnail":"","relate_stocks":{"NIO":"蔚来"},"is_english":true,"share_image_url":"https://static.laohu8.com/e9f99090a1c2ed51c021029395664489","article_id":"1127951705","content_text":"What Happened:Shares of NIO Inc lost 4% Tuesday as many U.S. and Asian stocks fell due to omicron COVID-19 variant concerns.\nThe stock is approaching a major support level around $30 that has held since October of 2020. Looking at the option flows on the day, there are over 148,000 calls and 71,000 puts, so two out of every three options on the day are calls (image below).\nPrior to Tuesday's trading, there were approximately 1.8 million calls and 1.6 million puts in NIO for a total of 3.48 million options.\n\nThis means that the option flows for Tuesday represent about 7% of the total options, which is solid considering the FOMC meeting on Wednesday, Dec. 15 is putting a damper on flows.\nWhy It Matters:Generally traders do not make aggressive bets ahead of a FOMC, meeting, especially the last one of the year, which could set the tone for trading in 2022.\nOf the approximately 219,000 options traded today, only about 60,000 of them are short dated (expiring Friday, Dec. 17), which means the majority of flows are forward looking beyond the FOMC and monthly op-ex.\nThe next largest option expiry by volume is the Jan. 21 op-ex, which means a strong amount of traders are taking bullish bets on Nio into next year.\nWhat's Next:Looking at the option chain for the Jan. 21 expiry next year, the largest strikes by volume are concentrated between the $35 and $40 strikes (image below).\n\nMeanwhile, the largest strikes by open interest are the $40 and $45 strikes, which shows a fair amount of interest for a bounce off support and a move back up into the $40s.\nIt should be noted the option market is currently pricing in a 14% probability NIO closes at or above $40 by the January op-ex next year, so it's currently a lower probability event.\nBut if the $30 level can hold for this week and there is no hawkishness out of the Fed for the FOMC on Dec. 15, then equities might get a Christmas rally to end the year, as the bearish pressure leading into the FOMC could subside.\nOn the other hand, if the stock closes below the $30 level on a weekly closing basis, then the next support does not come in until around $25.","news_type":1,"symbols_score_info":{"NIO":0.9}},"isVote":1,"tweetType":1,"viewCount":2947,"authorTweetTopStatus":1,"verified":2,"comments":[],"imageCount":0,"langContent":"CN","totalScore":0},{"id":607857750,"gmtCreate":1639527924775,"gmtModify":1639527926025,"author":{"id":"3571345352614779","authorId":"3571345352614779","name":"小白添祥","avatar":"https://static.laohu8.com/default-avatar.jpg","crmLevel":11,"crmLevelSwitch":0,"followedFlag":false,"authorIdStr":"3571345352614779","idStr":"3571345352614779"},"themes":[],"htmlText":"like & comment please ","listText":"like & comment please ","text":"like & comment please","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":7,"commentSize":3,"repostSize":0,"link":"https://laohu8.com/post/607857750","repostId":"2191784951","repostType":4,"isVote":1,"tweetType":1,"viewCount":2311,"authorTweetTopStatus":1,"verified":2,"comments":[],"imageCount":0,"langContent":"CN","totalScore":0},{"id":607857848,"gmtCreate":1639527881525,"gmtModify":1639527882774,"author":{"id":"3571345352614779","authorId":"3571345352614779","name":"小白添祥","avatar":"https://static.laohu8.com/default-avatar.jpg","crmLevel":11,"crmLevelSwitch":0,"followedFlag":false,"authorIdStr":"3571345352614779","idStr":"3571345352614779"},"themes":[],"htmlText":"like & comment please ","listText":"like & comment please ","text":"like & comment please","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":6,"commentSize":3,"repostSize":0,"link":"https://laohu8.com/post/607857848","repostId":"2191784951","repostType":4,"isVote":1,"tweetType":1,"viewCount":2469,"authorTweetTopStatus":1,"verified":2,"comments":[],"imageCount":0,"langContent":"CN","totalScore":0},{"id":604433069,"gmtCreate":1639437395349,"gmtModify":1639437396635,"author":{"id":"3571345352614779","authorId":"3571345352614779","name":"小白添祥","avatar":"https://static.laohu8.com/default-avatar.jpg","crmLevel":11,"crmLevelSwitch":0,"followedFlag":false,"authorIdStr":"3571345352614779","idStr":"3571345352614779"},"themes":[],"htmlText":"like & comment please ","listText":"like & comment please ","text":"like & comment please","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":4,"commentSize":3,"repostSize":0,"link":"https://laohu8.com/post/604433069","repostId":"2191165981","repostType":4,"isVote":1,"tweetType":1,"viewCount":2237,"authorTweetTopStatus":1,"verified":2,"comments":[],"imageCount":0,"langContent":"CN","totalScore":0},{"id":604439729,"gmtCreate":1639437386896,"gmtModify":1639437388159,"author":{"id":"3571345352614779","authorId":"3571345352614779","name":"小白添祥","avatar":"https://static.laohu8.com/default-avatar.jpg","crmLevel":11,"crmLevelSwitch":0,"followedFlag":false,"authorIdStr":"3571345352614779","idStr":"3571345352614779"},"themes":[],"htmlText":"like & comment please ","listText":"like & comment please ","text":"like & comment please","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":1,"commentSize":1,"repostSize":0,"link":"https://laohu8.com/post/604439729","repostId":"1163852702","repostType":4,"isVote":1,"tweetType":1,"viewCount":2346,"authorTweetTopStatus":1,"verified":2,"comments":[],"imageCount":0,"langContent":"CN","totalScore":0},{"id":604439560,"gmtCreate":1639437376879,"gmtModify":1639437378219,"author":{"id":"3571345352614779","authorId":"3571345352614779","name":"小白添祥","avatar":"https://static.laohu8.com/default-avatar.jpg","crmLevel":11,"crmLevelSwitch":0,"followedFlag":false,"authorIdStr":"3571345352614779","idStr":"3571345352614779"},"themes":[],"htmlText":"like & comment please ","listText":"like & comment please ","text":"like & comment please","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":2,"commentSize":0,"repostSize":0,"link":"https://laohu8.com/post/604439560","repostId":"1159967132","repostType":4,"repost":{"id":"1159967132","kind":"news","pubTimestamp":1639437232,"share":"https://www.laohu8.com/m/news/1159967132?lang=zh_CN&edition=full","pubTime":"2021-12-14 07:13","market":"us","language":"en","title":"JPMorgan in Talks to Pay $200 Million Fine Over Employee Text Messages<blockquote>摩根大通正在谈判因员工短信支付2亿美元罚款</blockquote>","url":"https://stock-news.laohu8.com/highlight/detail?id=1159967132","media":"The Wall Street Journal","summary":"Settlement would be first to emerge from regulatory sweep of how banks track workers’ communications","content":"<p>Settlement would be first to emerge from regulatory sweep of how banks track workers’ communications</p><p><blockquote>和解将是对银行如何跟踪员工通讯的监管扫荡中最先出现的和解</blockquote></p><p> <p class=\"t-img-caption\"><img src=\"https://static.tigerbbs.com/e9197415b34553203119cad13541a5ef\" tg-width=\"1290\" tg-height=\"860\" width=\"100%\" height=\"auto\"><span>JPMorgan has faced federal record-keeping probes over the bank’s handling of employees’ messages, people familiar with the matter said.</span></p><p><blockquote><p class=\"t-img-caption\"><span>知情人士称,摩根大通因该行处理员工信息的方式而面临联邦记录保存调查。</span></p></blockquote></p><p> JPMorgan Chase & Co. is nearing a deal to pay a $200 million fine and admit that it failed to properly monitor employees’ messages, the first settlement to emerge from a regulatory sweep into how banks oversee traders’ chats.</p><p><blockquote>摩根大通(JPMorgan Chase&Co.)即将达成协议,支付2亿美元的罚款,并承认未能适当监控员工的信息,这是监管机构对银行如何监督交易员聊天进行审查后达成的首个和解。</blockquote></p><p> The investigations by the Securities and Exchange Commission and Commodity Futures Trading Commission focused on concerns that the bank didn’t have an adequate system for retaining the chats, according to people familiar with the matter. Banks are supposed to retain employees’ communications, particularly those related to customer dealings, and provide the information to regulators when requested.</p><p><blockquote>据知情人士透露,美国证券交易委员会和商品期货交易委员会的调查重点是担心该银行没有足够的系统来保留聊天记录。银行应保留员工的通信,特别是与客户交易相关的通信,并应要求向监管机构提供信息。</blockquote></p><p> The nation’s biggest bank is expected to complete the settlement as soon as this week, some of the people said.</p><p><blockquote>一些知情人士称,美国最大的银行预计最快将于本周完成和解。</blockquote></p><p> Banks are required to record their employees’ work-related phone calls, emails and text messages. Those rules apply to communications on both company-issued devices and personal cellphones. Monitoring communications became more challenging during the pandemic when many bank employees began working from home.</p><p><blockquote>银行被要求记录员工与工作相关的电话评级、电子邮件和短信。这些规则适用于公司发行的设备和个人手机上的通信。在疫情期间,当许多银行员工开始在家工作时,监控通信变得更具挑战性。</blockquote></p><p> In recent months, regulators have questioned a number of big banks, including Bank of America Corp.,Citigroup Inc.,Morgan Stanley and Credit Suisse Group AG, about how they track employee communications, some of the people said. The status of that regulatory effort, and whether other entities would face fines, couldn’t be determined.</p><p><blockquote>一些知情人士称,近几个月来,监管机构就美国银行、花旗集团、摩根士丹利和瑞士信贷集团等多家大银行如何跟踪员工通讯提出了质疑。该监管工作的状况以及其他实体是否会面临罚款尚无法确定。</blockquote></p><p> Bloomberg earlier reported JPMorgan’s pending settlement. The broader regulatory inquiry was earlier reported by Reuters.</p><p><blockquote>彭博社早些时候报道了摩根大通悬而未决的和解协议。路透社早些时候报道了更广泛的监管调查。</blockquote></p><p> Many banks allow employees to use personal devices for work purposes but instruct bankers and traders to limit their use of text messaging and to refrain from discussing certain matters.</p><p><blockquote>许多银行允许员工出于工作目的使用个人设备,但指示银行家和交易员限制他们使用短信,并避免讨论某些事项。</blockquote></p><p> The SEC deal would be the first to involve an admission of misconduct since agency officials said in October that they would deviate from “no admit, no deny” settlements in some cases. It couldn’t be learned whether the CFTC would also require the bank to admit fault.</p><p><blockquote>自该机构官员10月份表示,在某些情况下,他们将偏离“不承认,不否认”的和解协议以来,SEC的交易将是第一笔涉及承认不当行为的交易。目前尚不清楚CFTC是否也会要求该银行承认错误。</blockquote></p><p> A $200 million fine is large for a record-keeping violation. Such investigations are often conducted by the Financial Industry Regulatory Authority, a self-regulatory organization overseen by the SEC, according to securities lawyers.</p><p><blockquote>对于违反记录的行为来说,2亿美元的罚款是很大的。证券律师表示,此类调查通常由金融业监管局进行,这是一个受美国证券交易委员会监管的自律组织。</blockquote></p><p> In December 2020,Deutsche Bank AG’sU.S. broker-dealer paid $2.5 million to resolve a Finra investigation that alleged the company didn’t have the proper system for implementing the SEC’s record-keeping rule. Deutsche Bank Securities Inc. neither admitted nor denied Finra’s allegations.</p><p><blockquote>2020年12月,德意志银行美国。经纪自营商支付了250万美元来解决Finra的一项调查,该调查指控该公司没有适当的系统来实施SEC的记录保存规则。德意志银行证券公司既没有承认也没有否认Finra的指控。</blockquote></p><p> JPMorgan has said previously that it was cooperating with regulators investigating “business communications sent over electronic messaging channels that have not been approved” by the bank. The company said last month that it was in advanced settlement discussions.</p><p><blockquote>摩根大通此前曾表示,它正在与监管机构合作,调查“通过未经该行批准的电子消息渠道发送的商业通信”。该公司上个月表示,正在进行高级和解讨论。</blockquote></p><p></p>","collect":0,"html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>JPMorgan in Talks to Pay $200 Million Fine Over Employee Text Messages<blockquote>摩根大通正在谈判因员工短信支付2亿美元罚款</blockquote></title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; line-height:1.5; color:#999; background:transparent; }\n.wrapper{ overflow:hidden;word-break:break-all;padding:10px; }\nh1,h2{ font-weight:normal; line-height:1.35; margin-bottom:.6em; }\nh3,h4,h5,h6{ line-height:1.35; margin-bottom:1em; }\nh1{ font-size:24px; }\nh2{ font-size:20px; }\nh3{ font-size:18px; }\nh4{ font-size:16px; }\nh5{ font-size:14px; }\nh6{ font-size:12px; }\np,ul,ol,blockquote,dl,table{ margin:1.2em 0; }\nul,ol{ margin-left:2em; }\nul{ list-style:disc; }\nol{ list-style:decimal; }\nli,li p{ margin:10px 0;}\nimg{ max-width:100%;display:block;margin:0 auto 1em; }\nblockquote{ color:#B5B2B1; border-left:3px solid #aaa; padding:1em; }\nstrong,b{font-weight:bold;}\nem,i{font-style:italic;}\ntable{ width:100%;border-collapse:collapse;border-spacing:1px;margin:1em 0;font-size:.9em; }\nth,td{ padding:5px;text-align:left;border:1px solid #aaa; }\nth{ font-weight:bold;background:#5d5d5d; }\n.symbol-link{font-weight:bold;}\n/* header{ border-bottom:1px solid #494756; } */\n.title{ margin:0 0 8px;line-height:1.3;color:#ddd; }\n.meta {color:#5e5c6d;font-size:13px;margin:0 0 .5em; }\na{text-decoration:none; color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 12.5px; color: #7E829C; margin: 0;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\nJPMorgan in Talks to Pay $200 Million Fine Over Employee Text Messages<blockquote>摩根大通正在谈判因员工短信支付2亿美元罚款</blockquote>\n</h2>\n<h4 class=\"meta\">\n<p class=\"head\">\n<strong class=\"h-name small\">The Wall Street Journal</strong><span class=\"h-time small\">2021-12-14 07:13</span>\n</p>\n</h4>\n</header>\n<article>\n<p>Settlement would be first to emerge from regulatory sweep of how banks track workers’ communications</p><p><blockquote>和解将是对银行如何跟踪员工通讯的监管扫荡中最先出现的和解</blockquote></p><p> <p class=\"t-img-caption\"><img src=\"https://static.tigerbbs.com/e9197415b34553203119cad13541a5ef\" tg-width=\"1290\" tg-height=\"860\" width=\"100%\" height=\"auto\"><span>JPMorgan has faced federal record-keeping probes over the bank’s handling of employees’ messages, people familiar with the matter said.</span></p><p><blockquote><p class=\"t-img-caption\"><span>知情人士称,摩根大通因该行处理员工信息的方式而面临联邦记录保存调查。</span></p></blockquote></p><p> JPMorgan Chase & Co. is nearing a deal to pay a $200 million fine and admit that it failed to properly monitor employees’ messages, the first settlement to emerge from a regulatory sweep into how banks oversee traders’ chats.</p><p><blockquote>摩根大通(JPMorgan Chase&Co.)即将达成协议,支付2亿美元的罚款,并承认未能适当监控员工的信息,这是监管机构对银行如何监督交易员聊天进行审查后达成的首个和解。</blockquote></p><p> The investigations by the Securities and Exchange Commission and Commodity Futures Trading Commission focused on concerns that the bank didn’t have an adequate system for retaining the chats, according to people familiar with the matter. Banks are supposed to retain employees’ communications, particularly those related to customer dealings, and provide the information to regulators when requested.</p><p><blockquote>据知情人士透露,美国证券交易委员会和商品期货交易委员会的调查重点是担心该银行没有足够的系统来保留聊天记录。银行应保留员工的通信,特别是与客户交易相关的通信,并应要求向监管机构提供信息。</blockquote></p><p> The nation’s biggest bank is expected to complete the settlement as soon as this week, some of the people said.</p><p><blockquote>一些知情人士称,美国最大的银行预计最快将于本周完成和解。</blockquote></p><p> Banks are required to record their employees’ work-related phone calls, emails and text messages. Those rules apply to communications on both company-issued devices and personal cellphones. Monitoring communications became more challenging during the pandemic when many bank employees began working from home.</p><p><blockquote>银行被要求记录员工与工作相关的电话评级、电子邮件和短信。这些规则适用于公司发行的设备和个人手机上的通信。在疫情期间,当许多银行员工开始在家工作时,监控通信变得更具挑战性。</blockquote></p><p> In recent months, regulators have questioned a number of big banks, including Bank of America Corp.,Citigroup Inc.,Morgan Stanley and Credit Suisse Group AG, about how they track employee communications, some of the people said. The status of that regulatory effort, and whether other entities would face fines, couldn’t be determined.</p><p><blockquote>一些知情人士称,近几个月来,监管机构就美国银行、花旗集团、摩根士丹利和瑞士信贷集团等多家大银行如何跟踪员工通讯提出了质疑。该监管工作的状况以及其他实体是否会面临罚款尚无法确定。</blockquote></p><p> Bloomberg earlier reported JPMorgan’s pending settlement. The broader regulatory inquiry was earlier reported by Reuters.</p><p><blockquote>彭博社早些时候报道了摩根大通悬而未决的和解协议。路透社早些时候报道了更广泛的监管调查。</blockquote></p><p> Many banks allow employees to use personal devices for work purposes but instruct bankers and traders to limit their use of text messaging and to refrain from discussing certain matters.</p><p><blockquote>许多银行允许员工出于工作目的使用个人设备,但指示银行家和交易员限制他们使用短信,并避免讨论某些事项。</blockquote></p><p> The SEC deal would be the first to involve an admission of misconduct since agency officials said in October that they would deviate from “no admit, no deny” settlements in some cases. It couldn’t be learned whether the CFTC would also require the bank to admit fault.</p><p><blockquote>自该机构官员10月份表示,在某些情况下,他们将偏离“不承认,不否认”的和解协议以来,SEC的交易将是第一笔涉及承认不当行为的交易。目前尚不清楚CFTC是否也会要求该银行承认错误。</blockquote></p><p> A $200 million fine is large for a record-keeping violation. Such investigations are often conducted by the Financial Industry Regulatory Authority, a self-regulatory organization overseen by the SEC, according to securities lawyers.</p><p><blockquote>对于违反记录的行为来说,2亿美元的罚款是很大的。证券律师表示,此类调查通常由金融业监管局进行,这是一个受美国证券交易委员会监管的自律组织。</blockquote></p><p> In December 2020,Deutsche Bank AG’sU.S. broker-dealer paid $2.5 million to resolve a Finra investigation that alleged the company didn’t have the proper system for implementing the SEC’s record-keeping rule. Deutsche Bank Securities Inc. neither admitted nor denied Finra’s allegations.</p><p><blockquote>2020年12月,德意志银行美国。经纪自营商支付了250万美元来解决Finra的一项调查,该调查指控该公司没有适当的系统来实施SEC的记录保存规则。德意志银行证券公司既没有承认也没有否认Finra的指控。</blockquote></p><p> JPMorgan has said previously that it was cooperating with regulators investigating “business communications sent over electronic messaging channels that have not been approved” by the bank. The company said last month that it was in advanced settlement discussions.</p><p><blockquote>摩根大通此前曾表示,它正在与监管机构合作,调查“通过未经该行批准的电子消息渠道发送的商业通信”。该公司上个月表示,正在进行高级和解讨论。</blockquote></p><p></p>\n<div class=\"bt-text\">\n\n\n<p> 来源:<a href=\"https://www.wsj.com/articles/jpmorgan-in-talks-to-pay-200-million-fine-over-employee-text-messages-11639424537?mod=lead_feature_below_a_pos1\">The Wall Street Journal</a></p>\n<p>为提升您的阅读体验,我们对本页面进行了排版优化</p>\n\n\n</div>\n</article>\n</div>\n</body>\n</html>\n","type":0,"thumbnail":"","relate_stocks":{"JPM":"摩根大通"},"source_url":"https://www.wsj.com/articles/jpmorgan-in-talks-to-pay-200-million-fine-over-employee-text-messages-11639424537?mod=lead_feature_below_a_pos1","is_english":true,"share_image_url":"https://static.laohu8.com/e9f99090a1c2ed51c021029395664489","article_id":"1159967132","content_text":"Settlement would be first to emerge from regulatory sweep of how banks track workers’ communications\nJPMorgan has faced federal record-keeping probes over the bank’s handling of employees’ messages, people familiar with the matter said.\nJPMorgan Chase & Co. is nearing a deal to pay a $200 million fine and admit that it failed to properly monitor employees’ messages, the first settlement to emerge from a regulatory sweep into how banks oversee traders’ chats.\nThe investigations by the Securities and Exchange Commission and Commodity Futures Trading Commission focused on concerns that the bank didn’t have an adequate system for retaining the chats, according to people familiar with the matter. Banks are supposed to retain employees’ communications, particularly those related to customer dealings, and provide the information to regulators when requested.\nThe nation’s biggest bank is expected to complete the settlement as soon as this week, some of the people said.\nBanks are required to record their employees’ work-related phone calls, emails and text messages. Those rules apply to communications on both company-issued devices and personal cellphones. Monitoring communications became more challenging during the pandemic when many bank employees began working from home.\nIn recent months, regulators have questioned a number of big banks, including Bank of America Corp.,Citigroup Inc.,Morgan Stanley and Credit Suisse Group AG, about how they track employee communications, some of the people said. The status of that regulatory effort, and whether other entities would face fines, couldn’t be determined.\nBloomberg earlier reported JPMorgan’s pending settlement. The broader regulatory inquiry was earlier reported by Reuters.\nMany banks allow employees to use personal devices for work purposes but instruct bankers and traders to limit their use of text messaging and to refrain from discussing certain matters.\nThe SEC deal would be the first to involve an admission of misconduct since agency officials said in October that they would deviate from “no admit, no deny” settlements in some cases. It couldn’t be learned whether the CFTC would also require the bank to admit fault.\nA $200 million fine is large for a record-keeping violation. Such investigations are often conducted by the Financial Industry Regulatory Authority, a self-regulatory organization overseen by the SEC, according to securities lawyers.\nIn December 2020,Deutsche Bank AG’sU.S. broker-dealer paid $2.5 million to resolve a Finra investigation that alleged the company didn’t have the proper system for implementing the SEC’s record-keeping rule. Deutsche Bank Securities Inc. neither admitted nor denied Finra’s allegations.\nJPMorgan has said previously that it was cooperating with regulators investigating “business communications sent over electronic messaging channels that have not been approved” by the bank. The company said last month that it was in advanced settlement discussions.","news_type":1,"symbols_score_info":{"JPM":0.9}},"isVote":1,"tweetType":1,"viewCount":2592,"authorTweetTopStatus":1,"verified":2,"comments":[],"imageCount":0,"langContent":"CN","totalScore":0},{"id":604439395,"gmtCreate":1639437355922,"gmtModify":1639437357210,"author":{"id":"3571345352614779","authorId":"3571345352614779","name":"小白添祥","avatar":"https://static.laohu8.com/default-avatar.jpg","crmLevel":11,"crmLevelSwitch":0,"followedFlag":false,"authorIdStr":"3571345352614779","idStr":"3571345352614779"},"themes":[],"htmlText":"like & comment please ","listText":"like & comment please ","text":"like & comment please","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":7,"commentSize":2,"repostSize":0,"link":"https://laohu8.com/post/604439395","repostId":"2191984334","repostType":4,"isVote":1,"tweetType":1,"viewCount":2428,"authorTweetTopStatus":1,"verified":2,"comments":[],"imageCount":0,"langContent":"CN","totalScore":0},{"id":604337145,"gmtCreate":1639347878686,"gmtModify":1639347879911,"author":{"id":"3571345352614779","authorId":"3571345352614779","name":"小白添祥","avatar":"https://static.laohu8.com/default-avatar.jpg","crmLevel":11,"crmLevelSwitch":0,"followedFlag":false,"authorIdStr":"3571345352614779","idStr":"3571345352614779"},"themes":[],"htmlText":"like & comment please ","listText":"like & comment please ","text":"like & comment please","images":[],"top":1,"highlighted":1,"essential":1,"paper":1,"likeSize":4,"commentSize":2,"repostSize":0,"link":"https://laohu8.com/post/604337145","repostId":"2190992671","repostType":4,"isVote":1,"tweetType":1,"viewCount":2571,"authorTweetTopStatus":1,"verified":2,"comments":[],"imageCount":0,"langContent":"CN","totalScore":0}],"defaultTab":"followers","isTTM":false}